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Marc Henry Brinster

Charles Schwab & CO., Inc.

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About Marc Henry Brinster

Marc Brinster is a financial professional with over 27 years of experience in the industry. Marc has a broad range of experience working with Charles Schwab & CO., Inc., New England Securities, Tower Square Securities, Inc., Walnut Street Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Seidel & Shaw LLC, Advest, Inc., Donaldson, Lufkin & Jenrette Securities Corporation, National Discount Brokers, and Olde Discount Corporation. Marc is registered with FINRA and holds the Series 7, 24, 53, 55, 57TO, 63, 99TO and SIE licenses. Marc is also a registered investment advisor in California, Colorado, New Jersey and New York.

Firm Information

Marc Brinster is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Marc Brinster’s Registration & Firm History

NJ

02/11/2013 - Present

Charles Schwab & CO., Inc. (Jersey City NJ)

NJ

03/12/2007 - 12/19/2012

NEW ENGLAND SECURITIES (SOMERSET NJ)

NJ

03/12/2007 - 12/19/2012

TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)

NJ

03/12/2007 - 12/19/2012

WALNUT STREET SECURITIES, INC. (SOMERSET NJ)

NJ

03/09/2007 - 12/19/2012

METLIFE SECURITIES INC. (SOMERSET NJ)

NJ

03/09/2007 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (ISELIN NJ)

NY

04/14/2006 - 02/16/2007

SEIDEL & SHAW LLC (NEW YORK NY)

CT

01/16/2002 - 05/06/2005

ADVEST, INC. (HARTFORD CT)

NJ

07/07/1997 - 01/16/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NE

03/21/1995 - 04/18/1997

NATIONAL DISCOUNT BROKERS (OMAHA NE)

MI

02/01/1994 - 07/21/1994

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BC

Issued 02/24/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/09/2007

Series 24 - General Securities Principal Examination

BC

Issued 02/13/1996

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/14/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Marc Henry Brinster. Review regulatory record here.
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