Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc H. Gusto is a financial advisor registered with LPL Financial LLC. Marc is a highly experienced financial professional with over 15 years of experience in the industry. Marc has been working with LPL Financial LLC since 2009 and has previously worked with KESTRA INVESTMENT SERVICES, LLC, AMERIPRISE ADVISOR SERVICES, INC., and MORGAN STANLEY & CO., INCORPORATED. Marc holds several licenses and certifications, including Series 7, 31, 63, and 66. Marc specializes in providing financial planning, portfolio management, and consulting services to individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/04/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
FL
02/18/2016 - 10/03/2023
KESTRA INVESTMENT SERVICES, LLC (Plantation FL)
NC
06/24/2009 - 02/25/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
02/06/2008 - 06/24/2009
AMERIPRISE ADVISOR SERVICES, INC. (CHARLOTTE NC)
NC
09/27/2007 - 11/23/2007
MORGAN STANLEY & CO., INCORPORATED (CHARLOTTE NC)
BOTH
Issued 03/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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