Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Goulah is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Marc has been working in the financial services industry since 2010. Marc is registered with the Securities and Exchange Commission (SEC) and FINRA as a Registered Representative. Marc is also registered as an Investment Advisor Representative in Connecticut, New York and Texas. Marc has a strong background in financial planning and investment management. Marc provides a variety of services to individuals, families and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/19/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (New York NY)
NY
05/10/2019 - 06/25/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
05/16/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
04/12/2010 - 03/28/2011
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
BOTH
Issued 06/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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