Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Gauval is an investment advisor representative with Citigroup Global Markets Inc. Marc has been in the industry since 2002 and has held registrations in both Broker-Dealer and Investment Advisor capacities in various states across the country. Marc's focus is on providing investment advice to high net worth individuals, corporations, and charitable organizations. Marc specializes in portfolio management, financial planning, and asset allocation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/15/2024 - Present
Citigroup Global Markets Inc. (New York NY)
NJ
07/24/2008 - 03/02/2009
BARCLAYS GLOBAL INVESTORS FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
12/05/2007 - 03/02/2009
BARCLAYS GLOBAL INVESTORS SERVICES (JERSEY CITY NJ)
NJ
09/26/2002 - 11/15/2007
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
08/10/1998 - 09/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/5/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 8/28/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/27/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 8/4/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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