Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Frahm is a registered representative with TD Securities (USA) LLC. Marc has been in the securities industry since December 16, 2013. Marc is licensed in New York and the District of Columbia. Marc holds the Series 63, Series 7, Series 86, Series 87 and SIE licenses. Marc previously worked for Cowen and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
12/17/2013 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 05/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/08/2014
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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