Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Friedman is an investment advisor representative with Hightower Advisors, LLC. Marc has been in the securities industry since 1996. Marc is registered with the state of Colorado. Marc is a registered investment advisor representative with Hightower Advisors, LLC. Marc also has prior experience with Northern Lights Distributors, LLC, Mount Yale Securities, LLC, Stifel, Nicolaus & Company, Incorporated, Charles Schwab & Co., Inc., Dean Witter Reynolds Inc., Joseph Charles & Assoc., Inc., Associated Securities Corp. and Fortis Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CO
09/30/2021 - Present
Hightower Advisors, LLC (Denver CO)
NE
02/13/2018 - 10/19/2018
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CO
07/18/2006 - 01/20/2016
MOUNT YALE SECURITIES, LLC (DENVER CO)
MO
07/27/2000 - 06/13/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
TX
05/25/1999 - 07/17/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
05/30/1997 - 03/24/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
02/20/1997 - 05/02/1997
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
MA
09/12/1996 - 03/03/1997
ASSOCIATED SECURITIES CORP. (BOSTON MA)
MN
11/05/1996 - 11/11/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 01/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 09/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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