Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Eugene Duquette is a financial professional with over 28 years of experience in the industry. Marc Eugene Duquette is currently registered with Wells Fargo Clearing Services, LLC. Previously, Marc Eugene Duquette worked at Morgan Stanley, P.J. Robb Variable Corporation, Transamerica Financial Advisors, Inc., Pacific Select Distributors, Inc., PaineWebber Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Marc Eugene Duquette holds licenses for Series 63, Series 65, Series 7, Series 8, and the SIE exam. Marc Eugene Duquette is also a registered investment advisor in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2019 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
09/08/2011 - 12/09/2019
MORGAN STANLEY (FT. LAUDERDALE FL)
TN
09/02/2010 - 10/04/2011
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
CA
09/08/2008 - 03/09/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
NV
02/26/2001 - 07/16/2007
PACIFIC SELECT DISTRIBUTORS, INC. (RENO NV)
NJ
01/16/1998 - 02/05/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/09/1991 - 01/29/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/10/1990 - 01/15/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 12/30/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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