Unclaimed
Marc Eliot Nabi is a financial professional with over 24 years of experience in the securities industry. Marc has a broad range of experience, having worked for firms such as UBS Securities LLC, LEVCO Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co., Incorporated. Marc currently works for Capital Client Group, Inc., a registered investment adviser. Marc is registered with the Securities and Exchange Commission (SEC) and holds the Series 65 and Series 63 licenses. Marc also holds the Series 7, Series 24, and Series 86 licenses. Marc is registered to offer advisory services in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
NY
08/16/2024 - Present
Capital Client Group, Inc. (Scarsdale NY)
NY
01/13/2010 - 05/02/2014
UBS SECURITIES LLC (NEW YORK NY)
NY
09/10/2004 - 01/06/2006
LEVCO SECURITIES, INC. (NEW YORK NY)
NY
06/27/2000 - 07/16/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/24/1994 - 06/06/2000
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 08/19/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/12/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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