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Marc Eliot Nabi

Capital Client Group, Inc.

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About Marc Eliot Nabi

Marc Eliot Nabi is a financial professional with over 24 years of experience in the securities industry. Marc has a broad range of experience, having worked for firms such as UBS Securities LLC, LEVCO Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley & Co., Incorporated. Marc currently works for Capital Client Group, Inc., a registered investment adviser. Marc is registered with the Securities and Exchange Commission (SEC) and holds the Series 65 and Series 63 licenses. Marc also holds the Series 7, Series 24, and Series 86 licenses. Marc is registered to offer advisory services in the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Marc Nabi is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Marc Nabi’s Registration & Firm History

NY

08/16/2024 - Present

Capital Client Group, Inc. (Scarsdale NY)

NY

01/13/2010 - 05/02/2014

UBS SECURITIES LLC (NEW YORK NY)

NY

09/10/2004 - 01/06/2006

LEVCO SECURITIES, INC. (NEW YORK NY)

NY

06/27/2000 - 07/16/2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/24/1994 - 06/06/2000

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/19/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/12/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Eliot Nabi.
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