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Marc Edward Loy

CTC, LLC

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About Marc Edward Loy

Marc Loy is a financial advisor who has been in the industry since 2007. Marc is currently registered with CTC, LLC. Prior to joining CTC, LLC, Marc was employed by Goldman Sachs & Co. LLC in New York, NY. Marc holds the Series 7, 24, 57TO and 63 licenses and the SIE exam.

Firm Information

Marc Loy is currently registered with CTC, LLC. CTC, LLC is a Limited Liability Company that was formed on January 2, 1998. The firm has been approved for SEC registration and has a history of 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

193

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Loy’s Registration & Firm History

IL

01/25/2019 - Present

CTC, LLC (CHICAGO IL)

NY

01/01/2007 - 01/15/2019

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

Disclosures

There are no public disclosures for Marc Edward Loy.
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