Unclaimed
Marc Easton Walker is a financial advisor with over 40 years of experience in the industry. Marc is currently registered with LPL Financial LLC in Florida and Texas. Marc has previously worked with several firms including Waddell & Reed, Raymond James & Associates, Inc., First Union Securities, Inc., First Union Capital Markets Corp., Sterne, Agee & Leach, Inc., Keogler, Morgan & Company, Inc., Argent Securities, Inc., Marshall & Co. Securities, Inc., Jefferies & Company, Inc., and Olde & Co., Incorporated. Marc holds several licenses and certifications, including Series 3, 4, 6, 7, 24, 55, 63, and 66. Marc also holds several designations. Marc has a strong focus on providing financial planning, portfolio management, and other advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/21/2021 - Present
LPL Financial LLC (ST PETERSBURG FL)
FL
10/20/2011 - 07/21/2021
WADDELL & REED (ST PETERSBURG FL)
FL
06/02/2000 - 03/23/2011
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MO
10/01/1999 - 06/14/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/19/1996 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
AL
12/07/1994 - 09/03/1996
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
GA
01/25/1993 - 12/16/1994
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
GA
09/25/1989 - 12/31/1992
ARGENT SECURITIES, INC. (ATLANTA GA)
NA
01/05/1988 - 04/17/1989
MARSHALL & CO. SECURITIES, INC.
NA
04/24/1985 - 01/19/1988
JEFFERIES & COMPANY, INC.
NA
06/23/1981 - 04/10/1985
OLDE & CO., INCORPORATED
BOTH
Issued 10/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1982
Series 4 - Registered Options Principal Examination
BC
Issued 02/01/1982
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1985
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1980
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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