Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Glass is a financial advisor with over 30 years of experience in the industry. Marc is registered with Wells Fargo Clearing Services, LLC and offers financial planning and investment consulting services to individuals, businesses, and institutional clients. Marc is also registered as an Investment Advisor Representative (IAR) in Arizona, California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
01/05/2022 - Present
Wells Fargo Clearing Services, LLC (PEORIA AZ)
WA
02/29/2016 - 10/29/2019
WELLS FARGO CLEARING SERVICES, LLC (VANCOUVER WA)
OR
01/03/2011 - 07/26/2011
WELLS FARGO ADVISORS, LLC (PORTLAND OR)
OR
04/29/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
CA
04/24/1998 - 05/05/2009
CITIGROUP GLOBAL MARKETS INC. (MODESTO CA)
MT
03/21/1990 - 04/27/1998
D.A. DAVIDSON & CO. (GREAT FALLS MT)
CA
06/24/1987 - 03/07/1990
MURPHEY FAVRE, INC. (IRVINE CA)
BOTH
Issued 06/13/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/29/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2002
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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