Unclaimed
Marc Trostle is a financial professional with over 10 years of experience in the industry. Marc is currently registered with Guggenheim Securities, LLC. Prior to joining Guggenheim Securities, LLC, Marc was employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Marc has Series 63, SIE and Series 79 licenses. Marc has been registered in New York since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/26/2013 - Present
Guggenheim Securities, LLC (NEW YORK NY)
CA
09/03/2012 - 08/26/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
BC
Issued 09/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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