Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Douglas Fishman is a financial advisor with LPL Financial LLC. Marc has been in the financial industry since 1993. Marc has worked with several firms throughout their career including Morgan Keegan & Company, Inc., McDonald Investments Inc., ONB Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc One Securities Corporation, First Chicago NBD Investment Services, Inc., Key Investments Inc., Society Investments, Inc., Smith Barney Shearson Inc. and Lehman Brothers Inc. Marc is registered in 15 states. Marc is a registered representative and investment advisor representative with LPL Financial LLC. Marc has a wide range of experience in the financial industry and is committed to providing their clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
11/15/2017 - Present
LPL Financial LLC (BLOOMINGTON IN)
IN
08/31/2005 - 05/05/2011
MORGAN KEEGAN & COMPANY, INC. (BLOOMINGTON IN)
OH
07/19/2004 - 09/01/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
IN
06/26/2002 - 07/27/2004
ONB INVESTMENT SERVICES, INC. (EVANSVILLE IN)
NY
10/20/1999 - 06/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IL
02/01/1999 - 10/19/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
08/05/1997 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
OH
03/03/1995 - 07/09/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
NA
02/04/1994 - 03/03/1995
SOCIETY INVESTMENTS, INC.
NY
07/31/1993 - 02/18/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
07/17/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/17/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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