linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Marc Difilippo

Northern Lights Distributors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marc? Claim Your Profile

About Marc Difilippo

Marc Difilippo is a financial advisor with over 20 years of experience in the industry. Marc has a diverse background, having worked for a number of well-known firms, including Calvert Investment Distributors, BlackRock Investments, and Van Kampen Funds. Marc is currently registered with Northern Lights Distributors, LLC in Elkhorn, Nebraska. Marc holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Marc has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Marc Difilippo is currently registered with Northern Lights Distributors, LLC. Northern Lights Distributors, LLC is a Limited Liability Company formed in December 2003. The company is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marc Difilippo’s Registration & Firm History

NE

03/09/2016 - Present

Northern Lights Distributors, LLC (ELKHORN NE)

MD

08/23/2012 - 12/31/2015

CALVERT INVESTMENT DISTRIBUTORS, INC. (BETHESDA MD)

NJ

04/11/2011 - 08/16/2012

BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)

TX

10/03/2006 - 06/04/2010

VAN KAMPEN FUNDS INC. (HOUSTON TX)

NJ

10/09/2000 - 09/25/2006

ALLIANCEBERNSTEIN INVESTMENTS, INC. (SECAUCUS NJ)

MA

03/16/2000 - 09/21/2000

SELIGMAN ADVISORS, INC. (BOSTON MA)

NY

08/18/1999 - 12/16/1999

NYLIFE SECURITIES INC. (NEW YORK NY)

Not sure if Marc Difilippo is right for you?

Licenses & Designations

IA

Issued 05/10/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2006

Series 7 - General Securities Representative Examination

BC

Issued 08/17/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Difilippo.
Not sure if Marc Difilippo is right for you?