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Marc Dewayne Thompson

Sovereign Capital Vantage, Inc.

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About Marc Dewayne Thompson

Marc Dewayne Thompson is a financial advisor with Sovereign Capital Vantage, Inc. based in ASHLAND, VA. Marc has been in the financial services industry since 1996 and holds the Series 6, 7, 63, and 66 licenses. Marc's areas of specialization include financial planning, portfolio management, and investment advisory services. Marc also previously worked at Edward Jones, MetLife Securities Inc., Metropolitan Life Insurance Company, Mercantile Investment Services, Inc., and Corelink Financial, Inc.

Firm Information

Marc Thompson is currently registered with Sovereign Capital Vantage, Inc.. Sovereign Capital Vantage, Inc. is an investment advisor with 1 registered representative and 1 investment advisor representative. The firm manages $24,107,796 in regulatory assets under management for 170 accounts. The firm provides financial planning and portfolio management services for individuals and high-net-worth individuals.

$24.11M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marc Thompson’s Registration & Firm History

VA

02/18/2025 - Present

Sovereign Capital Vantage, Inc. (ASHLAND VA)

MS

03/09/2010 - 06/06/2017

EDWARD JONES (HERNANDO MS)

MA

02/11/2002 - 06/13/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/11/2002 - 06/13/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MO

07/01/1997 - 01/30/1998

MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)

MN

06/12/1996 - 07/01/1997

CORELINK FINANCIAL, INC. (ST. CLOUD MN)

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Licenses & Designations

BOTH

Issued 03/18/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2017

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2010

Series 7 - General Securities Representative Examination

BC

Issued 06/11/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Marc Dewayne Thompson.
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