Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Lavine is a financial professional with over 20 years of experience in the financial services industry. Marc has a broad range of experience in the securities industry. Currently, Marc Lavine is registered with Mufg Securities Americas Inc. and is based in New York, NY. Marc has previously worked with Deutsche Bank Securities Inc. and BT ALEX. BROWN INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/04/2020 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/07/1999 - 10/21/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
04/21/1997 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 07/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/07/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2016
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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