Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Klein is a financial advisor in Indianapolis, IN. Marc has over 38 years of experience in the financial services industry. Marc is currently registered with Ameriprise Financial Services, LLC. Marc is also registered in Alabama, Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, New York, Ohio, Tennessee, Texas, Utah, Washington and Wisconsin. Marc has a Series 7 and Series 63 license and is a Registered Investment Advisor. Marc specializes in retirement planning, college savings, and estate planning. Marc also provides financial planning services for individuals, families, and businesses. Marc is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
10/01/2013 - Present
Ameriprise Financial Services, LLC (Indianapolis IN)
IN
05/09/2003 - 02/21/2012
CITY SECURITIES CORPORATION (INDIANAPOLIS IN)
NY
07/07/1994 - 05/13/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
OH
02/27/1987 - 07/01/1994
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NA
10/19/1983 - 03/05/1987
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 07/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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