Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Christopher Prisco is a financial advisor at Raymond James & Associates, Inc. Marc has been in the industry since 2002 and holds Series 7, 9, 10, 63, and 65 licenses. Marc is a Chartered Financial Analyst and has experience in financial planning, portfolio management, and pension consulting. Marc has worked for various financial institutions, including Bear, Stearns & Co. Inc., UBS Warburg LLC, and PaineWebber Incorporated. Marc is also a part-time technology consultant, specifically in data modelling and data governance process advice for financial technology concerns.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/09/2024 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
11/30/2023 - 01/02/2024
ICAPITAL MARKETS LLC (NEW YORK NY)
NY
03/07/2023 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
04/24/2002 - 02/09/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/01/2000 - 05/01/2002
UBS WARBURG LLC (NEW YORK NY)
NJ
11/24/1997 - 12/01/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/06/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marc Prisco is the right advisor for you? Invested Better is here to help.
