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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Christian Schmitz is a financial advisor with Raymond James Financial Services Advisors, Inc. Marc has been in the financial services industry since 1994. Marc has worked in financial services in both South Dakota and Texas and is registered with FINRA as a general securities principal and a general securities representative. Marc has also passed the Series 63 and Series 65 exams and is a licensed investment advisor representative in South Dakota and Texas. Marc specializes in providing financial planning and investment management services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
08/11/2016 - Present
Raymond James Financial Services Advisors, Inc. (PIERRE SD)
FL
07/02/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MN
07/05/1995 - 07/02/1998
R.J. STEICHEN & COMPANY (MINNEAPOLIS MN)
MN
05/16/1994 - 06/30/1995
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
Issued 1/23/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/25/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 4/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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