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Marc Charles Raffensperger

Wallachbeth Capital LLC

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About Marc Charles Raffensperger

Marc Charles Raffensperger is a financial professional with over 23 years of experience in the securities industry. Marc is currently registered with Wallachbeth Capital LLC. Marc previously held positions with RICE FINANCIAL PRODUCTS COMPANY, LAMPERT CAPITAL MARKETS INC., MD GLOBAL PARTNERS, LLC, SEVEN POINTS CAPITAL, LLC, RAYMOND C. FORBES & CO., INC., DIVINE CAPITAL MARKETS LLC, BUCKMAN, BUCKMAN & REID, INC., and PACIFIC CONTINENTAL SECURITIES CORPORATION.

Firm Information

Marc Raffensperger is currently registered with Wallachbeth Capital LLC. Wallachbeth Capital LLC is a Limited Liability Company formed in May 2008. The firm is registered in 44 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Raffensperger’s Registration & Firm History

FL

08/25/2020 - Present

Wallachbeth Capital LLC (BOCA RATON FL)

NY

04/17/2019 - 09/17/2020

RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)

NY

11/25/2013 - 04/18/2019

LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)

NY

04/24/2013 - 11/27/2013

MD GLOBAL PARTNERS, LLC (NEW YORK NY)

NY

06/17/2010 - 04/12/2013

SEVEN POINTS CAPITAL, LLC (NEW YORK NY)

NY

03/10/2010 - 06/15/2010

RAYMOND C. FORBES & CO., INC. (NEW YORK NY)

NY

09/01/2004 - 03/09/2010

DIVINE CAPITAL MARKETS LLC (NEW YORK NY)

NJ

01/27/2000 - 09/22/2004

BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)

CA

09/16/1999 - 02/24/2000

PACIFIC CONTINENTAL SECURITIES CORPORATION (BEVERLY HILLS CA)

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Licenses & Designations

BC

Issued 09/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 14 public disclosures for Marc Charles Raffensperger. Review regulatory record here.
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