Unclaimed
Marc Charles Raffensperger is a financial professional with over 23 years of experience in the securities industry. Marc is currently registered with Wallachbeth Capital LLC. Marc previously held positions with RICE FINANCIAL PRODUCTS COMPANY, LAMPERT CAPITAL MARKETS INC., MD GLOBAL PARTNERS, LLC, SEVEN POINTS CAPITAL, LLC, RAYMOND C. FORBES & CO., INC., DIVINE CAPITAL MARKETS LLC, BUCKMAN, BUCKMAN & REID, INC., and PACIFIC CONTINENTAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/25/2020 - Present
Wallachbeth Capital LLC (BOCA RATON FL)
NY
04/17/2019 - 09/17/2020
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
NY
11/25/2013 - 04/18/2019
LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)
NY
04/24/2013 - 11/27/2013
MD GLOBAL PARTNERS, LLC (NEW YORK NY)
NY
06/17/2010 - 04/12/2013
SEVEN POINTS CAPITAL, LLC (NEW YORK NY)
NY
03/10/2010 - 06/15/2010
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NY
09/01/2004 - 03/09/2010
DIVINE CAPITAL MARKETS LLC (NEW YORK NY)
NJ
01/27/2000 - 09/22/2004
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
CA
09/16/1999 - 02/24/2000
PACIFIC CONTINENTAL SECURITIES CORPORATION (BEVERLY HILLS CA)
BC
Issued 09/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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