Unclaimed
Marc Alkes is a financial advisor with over 30 years of experience in the financial services industry. Marc is currently registered with Variable Investment Associates, Inc. and is licensed in Massachusetts and Pennsylvania. Marc has a Series 6, Series 63, and SIE license. Previously, Marc worked at Investors Capital Corp., Polaris Financial Services, Inc. and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
01/03/2007 - Present
Variable Investment Associates, Inc. (TEA SD)
MA
01/05/1996 - 12/31/2006
INVESTORS CAPITAL CORP. (WORCESTER MA)
NH
01/12/1993 - 12/31/1995
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
NJ
06/22/1989 - 01/21/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/22/1989 - 01/21/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 12/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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