Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Bruce Rock is an Investment Advisor Representative associated with Fountainhead Advisors. Marc has been working in the financial services industry since 1994. Marc has experience in the financial services industry, and currently works with high-net-worth individuals and corporations or other businesses. Marc's current firm is Fountainhead Advisors, and he was previously registered with SECUREVEST FINANCIAL GROUP and Park Avenue Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/24/2011 - Present
Fountainhead Advisors (WARREN NJ)
NJ
05/16/2013 - 08/10/2015
SECUREVEST FINANCIAL GROUP (EDISON NJ)
NY
09/11/2008 - 03/15/2011
PARK AVENUE SECURITIES LLC (NEW YORK NY)
IL
12/02/2005 - 10/31/2007
ASSENT LLC (BOLINGBROOK IL)
NY
09/20/1999 - 05/25/2005
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
04/21/1998 - 09/11/1998
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
04/15/1997 - 05/01/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
NE
05/26/1994 - 02/01/1996
DATEK SECURITIES CORP. (OMAHA NE)
BOTH
Issued 09/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/1998
Series 24 - General Securities Principal Examination
BC
Issued 08/10/2015
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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