Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Brawer is a financial professional with over 24 years of experience in the securities industry. Marc has a broad range of experience working with various firms, including Credit Suisse Securities (USA) LLC, CIBC World Markets Corp., and Prudential Securities Incorporated. Marc holds a Series 63, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 27, Series 79TO, Series 99TO, and SIE licenses. Marc is currently registered with UBS Securities LLC and is located in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/31/2024 - Present
UBS Securities LLC (NEW YORK NY)
NY
04/26/2002 - 05/29/2024
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/27/1999 - 04/19/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/25/1999 - 10/22/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/07/2006
Series 14 - Compliance Officer Examination
BC
Issued 02/14/2001
Series 24 - General Securities Principal Examination
BC
Issued 04/19/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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