Unclaimed
Marc Arthur Plourde is a financial professional with experience in the financial services industry. Marc has passed the Series 99TO, SIE and Series 99 exams. Marc is currently registered with National Financial Services LLC. Marc has also worked at Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/26/2024 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
04/02/2012 - 06/30/2014
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 01/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 12/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Marc Plourde is the right advisor for you? Invested Better is here to help.