Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Arongino is a financial professional with over 24 years of experience in the industry. Marc is currently registered with Mizuho Securities USA LLC and previously worked at Credit Suisse Securities (USA) LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Marc holds several securities licenses, including Series 7, Series 31, Series 55, Series 57TO, and SIE. Marc is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/08/2000 - 11/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/04/1998 - 11/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 08/21/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/11/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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