Unclaimed
Marc Anton Barretta is a financial advisor registered with LPL Financial LLC in New York. Marc Anton Barretta has been in the securities industry since July 3, 2000. Marc Anton Barretta is also registered as an Investment Advisor Representative in New York. Marc Anton Barretta previously worked for Vanderbilt Securities, LLC, Wells Fargo Advisors, LLC, Chase Investment Services Corp., E*TRADE Securities LLC, Biltmore International Corporation, Puglisi & Co., Crown Financial Group, Inc., Andover Brokerage, L.L.C., Fleet Securities, Inc., Laidlaw Global Securities, Inc., Prudential Securities Incorporated, Oppenheimer & Co., Inc. and Paragon Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/07/2022 - Present
LPL Financial LLC (STATEN ISLAND NY)
NY
12/20/2013 - 11/04/2022
VANDERBILT SECURITIES, LLC (BROOKLYN NY)
NJ
10/31/2011 - 12/24/2013
WELLS FARGO ADVISORS, LLC (CLARK NJ)
NY
03/20/2008 - 11/01/2011
CHASE INVESTMENT SERVICES CORP. (BROOKLYN NY)
NJ
05/17/2007 - 03/20/2008
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
01/13/2006 - 11/14/2006
BILTMORE INTERNATIONAL CORPORATION (EDISON NJ)
NY
02/02/2005 - 04/29/2005
PUGLISI & CO. (NEW YORK NY)
NJ
05/08/2003 - 02/02/2005
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
NY
07/10/2001 - 10/16/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
TX
06/10/1999 - 08/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
12/10/1997 - 05/24/1999
LAIDLAW GLOBAL SECURITIES, INC. (NEW YORK NY)
NY
02/12/1997 - 02/20/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/14/1997 - 02/11/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NJ
10/08/1996 - 11/26/1996
PARAGON CAPITAL CORPORATION (EAST HANOVER NJ)
IA
Issued 08/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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