Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Anthony Traverso is an Investment Advisor Representative with MAI Capital Management, LLC. Marc has been in the industry for over 26 years and has a strong track record of providing financial advice to individuals, families, and institutions. Marc holds Series 7 and Series 63 licenses and is also a licensed Investment Advisor Representative in California, Idaho, and Texas. Prior to joining MAI Capital Management, LLC, Marc was an advisor with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
ID
01/29/2024 - Present
MAI Capital Management, LLC (Eagle ID)
CA
10/23/2009 - 05/21/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SANTA ROSA CA)
CA
06/01/2009 - 11/18/2009
MORGAN STANLEY SMITH BARNEY (SANTA ROSA CA)
CA
03/02/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SANTA ROSA CA)
NY
05/08/1996 - 03/16/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/31/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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