Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Anthony Rogers is a financial advisor who has been active in the industry since January 2021. Marc is currently registered with Keefe, Bruyette & Woods, Inc., Stifel Independent Advisors, LLC and Stifel, Nicolaus & Company, Inc. Marc has passed the Series 7, Series 63, Series 99 and SIE exams. Marc is registered in Missouri. Marc was previously employed by MILLER BUCKFIRE & CO., LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
03/22/2022 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
NY
03/22/2022 - 08/01/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
BC
Issued 03/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marc Rogers is the right advisor for you? Invested Better is here to help.
