Unclaimed
Marc-anthony Randell Richardson is a financial advisor with LPL Financial LLC in RICHMOND, VA. Marc-anthony has been working in the financial services industry since 2015, and has experience with a variety of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, and Edward Jones. Marc-anthony holds FINRA Series 7 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
11/17/2021 - Present
LPL Financial LLC (RICHMOND VA)
KY
06/24/2021 - 11/05/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
VA
06/19/2018 - 04/29/2021
WELLS FARGO CLEARING SERVICES, LLC (RICHMOND VA)
VA
04/21/2017 - 12/20/2017
EDWARD JONES (RICHMOND VA)
VA
12/07/2016 - 02/06/2017
MML INVESTORS SERVICES, LLC (GLEN ALLEN VA)
VA
08/05/2015 - 12/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
BOTH
Issued 09/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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