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Marc Anthony Arena

Spartan Capital Securities, LLC

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About Marc Anthony Arena

Marc Anthony Arena is a financial professional with over 20 years of experience in the industry. Marc is currently registered with Spartan Capital Securities, LLC, and is a Series 7, Series 24, and SIE licensed professional. Marc is a licensed professional in several states, including New York, California, Maryland, Mississippi, Nebraska, Pennsylvania, South Carolina, and Arizona. Prior to joining Spartan Capital Securities, LLC, Marc worked at National Securities Corporation, Newport Coast Securities, Inc., Basic Investors Inc., First Montauk Securities Corp., Harrison Securities, Inc., Mantis Securities, Inc., Gunnallen Financial, Inc., and Duke & Co., Inc.

Firm Information

Marc Arena is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Arena’s Registration & Firm History

NY

04/13/2017 - Present

Spartan Capital Securities, LLC (GARDEN CITY NY)

NY

03/19/2013 - 04/07/2017

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

10/29/2008 - 03/25/2013

NEWPORT COAST SECURITIES, INC. (WESTBURY NY)

NY

08/25/2006 - 10/27/2008

BASIC INVESTORS INC. (MELVILLE NY)

NY

02/26/2003 - 08/25/2006

FIRST MONTAUK SECURITIES CORP. (HAUPPAUGE NY)

NY

08/01/2002 - 03/12/2003

HARRISON SECURITIES, INC. (PORT WASHINGTON NY)

NY

07/26/2000 - 07/30/2002

MANTIS SECURITIES, INC. (LEVITTOWN NY)

FL

04/06/1998 - 08/01/2000

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NY

10/18/1996 - 04/29/1998

DUKE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Marc Anthony Arena. Review regulatory record here.
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