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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Angelo De fiori is a financial advisor with Edelman Financial Engines, a large financial advisory firm. Marc Angelo De fiori has been in the financial services industry for over 20 years and holds several licenses and registrations. Marc Angelo De fiori has experience working with a variety of clients including individuals, businesses, and charitable organizations. Marc Angelo De fiori provides a range of services including financial planning, portfolio management, and educational seminars. Prior to joining Edelman Financial Engines, Marc Angelo De fiori worked at Fidelity Brokerage Services LLC, Scottrade, Inc., Morgan Stanley Smith Barney, and several other firms.
BLACK DIAMOND, WA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
WA
08/09/2022 - Present
Edelman Financial Engines (BLACK DIAMOND WA)
WA
04/12/2019 - 06/29/2020
FIDELITY BROKERAGE SERVICES LLC (TUKWILA WA)
WA
11/22/2013 - 03/17/2017
SCOTTRADE, INC. (ISSAQUAH WA)
WA
06/24/2011 - 04/18/2012
MORGAN STANLEY SMITH BARNEY (BELLEVUE WA)
WA
06/20/2008 - 09/03/2009
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
WA
01/15/2008 - 06/09/2008
CHARLES SCHWAB & CO., INC. (BELLEVUE WA)
WA
01/26/2006 - 12/04/2007
TD AMERITRADE, INC. (BELLEVUE WA)
CA
06/29/2005 - 01/30/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MO
11/09/2004 - 06/23/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
WA
03/01/2004 - 08/11/2004
EK RILEY INVESTMENTS, LLC (SEATTLE WA)
MA
01/21/2004 - 03/16/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
WA
11/14/2002 - 11/14/2002
BONDHUB, INC. (SEATTLE WA)
NJ
07/08/1998 - 05/07/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/11/1997 - 05/05/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/05/1996 - 03/25/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
04/29/1996 - 11/12/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/15/1992 - 05/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/24/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 9/30/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 7/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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