Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Andrew Stein is a financial advisor with LPL Financial LLC, based in PURCHASE, NY. Marc has been in the financial services industry since August 2003. Marc is registered with FINRA as a Registered Representative and is a licensed Investment Advisor Representative in both New York and Texas. Prior to joining LPL Financial LLC, Marc worked with CETERA ADVISOR NETWORKS LLC, NORTH RIDGE SECURITIES CORP., and PRUCO SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/17/2019 - Present
LPL Financial LLC (PURCHASE NY)
NY
01/22/2019 - 07/18/2019
CETERA ADVISOR NETWORKS LLC (MELVILLE NY)
NY
09/25/2006 - 02/04/2019
NORTH RIDGE SECURITIES CORP. (MELVILLE NY)
NY
02/23/2004 - 09/26/2006
PRUCO SECURITIES, LLC. (MELVILLE NY)
NY
04/09/2003 - 10/07/2003
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
BOTH
Issued 11/01/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Marc Stein is the right advisor for you? Invested Better is here to help.
