Unclaimed
Marc Andrew Piatkowski is a securities professional with over two decades of experience in the financial services industry. Marc currently holds a Series 7 and Series 63 license and is registered with Middlegate Securities Inc. in New York, NY. Marc has held previous positions with several firms, including NatAlliance Securities, LLC, M. S. Howell & Co., Clearview Trading Advisors, Inc., Stephens, National Alliance Securities Corporation, HBK Global Securities L.P., Swiss American Securities Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2023 - Present
Middlegate Securities Inc. (NEW YORK NY)
TX
05/24/2016 - 07/31/2023
NATALLIANCE SECURITIES, LLC (AUSTIN TX)
AZ
11/04/2014 - 06/01/2016
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
TX
10/14/2014 - 05/31/2016
CLEARVIEW TRADING ADVISORS, INC. (Austin TX)
TX
09/06/2011 - 10/13/2014
STEPHENS (AUSTIN TX)
TX
03/09/2010 - 09/02/2011
NATIONAL ALLIANCE SECURITIES CORPORATION (AUSTIN TX)
NY
04/15/2004 - 02/17/2009
HBK GLOBAL SECURITIES L.P. (NEW YORK NY)
NY
04/02/2002 - 04/01/2004
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NJ
10/22/1999 - 03/18/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 09/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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