Invested Better
Unclaimed

Unclaimed

Unclaimed

Marc Andrew Piatkowski

Middlegate Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marc? Claim Your Profile

About Marc Andrew Piatkowski

Marc Andrew Piatkowski is a securities professional with over two decades of experience in the financial services industry. Marc currently holds a Series 7 and Series 63 license and is registered with Middlegate Securities Inc. in New York, NY. Marc has held previous positions with several firms, including NatAlliance Securities, LLC, M. S. Howell & Co., Clearview Trading Advisors, Inc., Stephens, National Alliance Securities Corporation, HBK Global Securities L.P., Swiss American Securities Inc., and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Marc Piatkowski is currently registered with Middlegate Securities Inc.. Middlegate Securities Inc. is a Corporation formed in 1987 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marc Piatkowski’s Registration & Firm History

NY

07/31/2023 - Present

Middlegate Securities Inc. (NEW YORK NY)

TX

05/24/2016 - 07/31/2023

NATALLIANCE SECURITIES, LLC (AUSTIN TX)

AZ

11/04/2014 - 06/01/2016

M. S. HOWELLS & CO. (SCOTTSDALE AZ)

TX

10/14/2014 - 05/31/2016

CLEARVIEW TRADING ADVISORS, INC. (Austin TX)

TX

09/06/2011 - 10/13/2014

STEPHENS (AUSTIN TX)

TX

03/09/2010 - 09/02/2011

NATIONAL ALLIANCE SECURITIES CORPORATION (AUSTIN TX)

NY

04/15/2004 - 02/17/2009

HBK GLOBAL SECURITIES L.P. (NEW YORK NY)

NY

04/02/2002 - 04/01/2004

SWISS AMERICAN SECURITIES INC. (NEW YORK NY)

NJ

10/22/1999 - 03/18/2002

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

Not sure if Marc Andrew Piatkowski is right for you?

Licenses & Designations

BC

Issued 09/30/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Andrew Piatkowski.
Not sure if Marc Andrew Piatkowski is right for you?