Invested Better
Unclaimed

Unclaimed

Unclaimed

Marc Andrew Pentopoulos

Longship Alternative Asset Management

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Marc? Claim Your Profile

About Marc Andrew Pentopoulos

Marc Andrew Pentopoulos is a registered representative with Longship Alternative Asset Management in Locust Valley, New York. Marc has been in the industry since 2004 and has experience with various financial products and services. Marc has passed the Series 7, Series 55, Series 79 and Series 63 exams.

Firm Information

Marc Pentopoulos is currently registered with Longship Alternative Asset Management. Longship Alternative Asset Management is a Limited Liability Company formed in 2001. They are registered in California, Connecticut, Massachusetts, and New York and are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Marc Pentopoulos’s Registration & Firm History

NY

12/09/2021 - Present

Longship Alternative Asset Management (LOCUST VALLEY NY)

NY

03/25/2013 - 12/10/2019

AVALON SECURITIES, LTD. (NEW YORK NY)

NY

10/19/2007 - 12/20/2007

LONGSHIP ALTERNATIVE ASSET MANAGEMENT (LOCUST VALLEY NY)

NY

12/03/2004 - 04/26/2005

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

Not sure if Marc Andrew Pentopoulos is right for you?

Licenses & Designations

BC

Issued 09/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/03/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Andrew Pentopoulos.
Not sure if Marc Andrew Pentopoulos is right for you?