Unclaimed
Marc Andrew Pentopoulos is a registered representative with Longship Alternative Asset Management in Locust Valley, New York. Marc has been in the industry since 2004 and has experience with various financial products and services. Marc has passed the Series 7, Series 55, Series 79 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/09/2021 - Present
Longship Alternative Asset Management (LOCUST VALLEY NY)
NY
03/25/2013 - 12/10/2019
AVALON SECURITIES, LTD. (NEW YORK NY)
NY
10/19/2007 - 12/20/2007
LONGSHIP ALTERNATIVE ASSET MANAGEMENT (LOCUST VALLEY NY)
NY
12/03/2004 - 04/26/2005
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
BC
Issued 09/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/03/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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