Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Allen Spencer is a financial advisor with over 23 years of experience in the financial services industry. Marc has been a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009. Before that, Marc was a registered representative with BANC OF AMERICA INVESTMENT SERVICES, INC. and BANC OF AMERICA SECURITIES LLC. Marc is a Series 63, 66, 7, 9, 10, 24, 52, 53, and SIE licensed professional. Marc is registered with the state of Florida, Colorado, Pennsylvania, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TAMPA FL)
FL
03/05/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TAMPA FL)
FL
05/05/2000 - 03/06/2007
BANC OF AMERICA SECURITIES LLC (TAMPA FL)
NY
06/27/1995 - 05/21/1996
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BOTH
Issued 05/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/04/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/16/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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