Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Allan Socol is a financial professional with over 20 years of experience in the financial services industry. Marc is currently registered with Augustar Distributors, Inc. Prior to joining Augustar Distributors, Inc., Marc was associated with Cantor Fitzgerald & Co., Jackson National Life Distributors LLC, and National Planning Corporation. Marc has a Series 6, Series 63, Series 26, and SIE licenses. Marc has held registrations in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
04/13/2023 - Present
Augustar Distributors, Inc. (CINCINNATI OH)
NY
05/18/2022 - 03/16/2023
CANTOR FITZGERALD & CO. (NEW YORK NY)
CO
09/22/2000 - 01/04/2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CA
04/03/2001 - 12/31/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 02/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/06/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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