Unclaimed
Marc Alexander Hauser is a financial advisor with Thrivent Investment Management Inc., a registered investment advisor with the Securities and Exchange Commission (SEC). Marc has been working in the financial industry since 1999 and has experience in providing financial planning and portfolio management services to individuals and businesses. Marc is registered to provide investment advice in Minnesota. Marc also holds the Series 6, 7, 63 and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/19/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
02/16/2000 - 03/09/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/16/2000 - 03/09/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
PA
06/04/1997 - 06/15/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 10/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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