Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Alexander Desantis is a financial professional with over 20 years of experience in the industry. Marc is currently registered with Daiwa Capital Markets America Inc., where he has been employed since October 2014. Prior to this, Marc was employed with PIERPONT SECURITIES LLC, DEUTSCHE BANK SECURITIES INC., UBS PAINEWEBBER INC., and GABELLI & COMPANY, INC. Marc has a strong track record of success in the financial services industry, and he is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/14/2014 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
08/12/2013 - 09/29/2014
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
09/02/2004 - 08/12/2013
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/14/2003 - 04/15/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
05/16/2002 - 08/27/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/09/2002 - 05/03/2002
GABELLI & COMPANY, INC. (RYE NY)
BOTH
Issued 05/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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