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Marc Alexander Bregman

Park Avenue Securities LLC

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About Marc Alexander Bregman

Marc Bregman is a financial advisor with Park Avenue Securities LLC in Lodi, CA. Marc is a registered investment advisor and has been active in the industry since 1999. Marc holds both Series 63 and Series 65 licenses, as well as Series 7 and SIE, and is licensed in 20 states. Marc has experience with a variety of financial products and services, including fixed annuities, fixed life insurance, long-term care insurance, and group medical, life, dental, and vision insurance. Marc also has experience with real estate rentals and agriculture.

Firm Information

Marc Bregman is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marc Bregman’s Registration & Firm History

CA

05/01/2024 - Present

Park Avenue Securities LLC (LODI CA)

CA

04/25/2003 - 02/24/2017

NYLIFE SECURITIES LLC (LODI CA)

IN

10/13/1999 - 04/07/2003

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

10/13/1999 - 12/17/2001

AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)

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Licenses & Designations

IA

Issued 12/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Marc Alexander Bregman. Review regulatory record here.
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