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Marc Alan Mandell

Nylife Securities LLC

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About Marc Alan Mandell

Marc Alan Mandell has been in the securities industry since 1983 and is currently registered with Nylife Securities LLC. Marc Alan Mandell holds Series 6, SIE and Series 63 licenses and is registered in Texas and Missouri.

Firm Information

Marc Mandell is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Mandell’s Registration & Firm History

TX

10/25/1983 - Present

Nylife Securities LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/25/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/24/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Marc Alan Mandell.
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