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Marc Alan Liberman

Aegis Capital Corp.

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About Marc Alan Liberman

Marc Liberman is an investment advisor representative with Aegis Capital Corp. based in Dallas, Texas. Marc is active in the securities industry since 1987. Marc's expertise includes financial planning, portfolio management for individuals and businesses, and portfolio management for pooled investment vehicles. Marc has experience with Morgan Stanley and B. Riley Wealth Management. Marc holds the Series 7, Series 63, Series 65 and SIE licenses.

Firm Information

Marc Liberman is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marc Liberman’s Registration & Firm History

TX

04/19/2024 - Present

Aegis Capital Corp. (Dallas TX)

TX

04/21/2021 - 04/12/2024

B. RILEY WEALTH MANAGEMENT (Dallas TX)

TX

11/21/2011 - 05/10/2021

MORGAN STANLEY (Dallas TX)

TX

06/26/1987 - 11/23/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)

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Licenses & Designations

IA

Issued 09/07/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Marc Alan Liberman. Review regulatory record here.
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