Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Alan Clingaman is a financial professional with over 20 years of experience in the industry. Marc has been registered with Great Point Capital LLC since 2003, and has held previous positions at other firms including The Strategic Financial Alliance, Inc. and Hold Brothers On-Line Investment Services L.L.C. He holds the Series 7, 55, 57TO, and SIE licenses. Marc is currently licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
03/19/2024 - Present
Great Point Capital LLC (CHICAGO IL)
TX
01/20/2023 - 06/16/2023
GREAT POINT CAPITAL LLC (AUSTIN TX)
WI
12/18/2012 - 04/03/2013
THE STRATEGIC FINANCIAL ALLIANCE, INC. (WAUKESHA WI)
IL
08/06/2003 - 09/26/2012
GREAT POINT CAPITAL LLC (CHICAGO IL)
IL
06/23/2003 - 08/07/2003
ASSENT LLC (BOLINGBROOK IL)
NY
04/23/2002 - 11/21/2002
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
06/30/1998 - 05/10/2000
TRADESCAPE.COM SECURITIES, LLC (NEW YORK NY)
BC
Issued 01/20/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/10/2022
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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