Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Taniguchi is a financial professional registered in the states of California, Illinois, Massachusetts, Minnesota, and New York. Marc works for Needham & Company, LLC, a firm based in New York, NY that was founded in 1991. Marc is a registered representative of Needham & Company, LLC, and holds Series 79 and SIE licenses. Marc has been in the securities industry since September 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
CA
09/20/2018 - Present
Needham & Company, LLC (SAN FRANCISCO CA)
BC
Issued 11/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Marc Taniguchi is the right advisor for you? Invested Better is here to help.
