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Marc-adrien Mandich

Wells Fargo Securities, LLC

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About Marc-adrien Mandich

Marc-adrien Mandich is a financial professional registered with Wells Fargo Securities, LLC. Marc-adrien has been in the industry since 2021 and holds the Series 63, Series 52TO, and SIE licenses. Marc-adrien is also registered with 53 state securities regulators. Marc-adrien was previously employed by UBS Financial Services Inc.

Firm Information

Marc-adrien Mandich is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc-adrien Mandich’s Registration & Firm History

NY

05/18/2023 - Present

Wells Fargo Securities, LLC (New York NY)

NJ

05/14/2021 - 03/06/2023

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 06/04/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 04/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE National, Inc.

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marc-adrien Mandich.
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