Unclaimed
Marc-adrien Mandich is a financial professional registered with Wells Fargo Securities, LLC. Marc-adrien has been in the industry since 2021 and holds the Series 63, Series 52TO, and SIE licenses. Marc-adrien is also registered with 53 state securities regulators. Marc-adrien was previously employed by UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/18/2023 - Present
Wells Fargo Securities, LLC (New York NY)
NJ
05/14/2021 - 03/06/2023
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 06/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2021
Series 52TO - Municipal Securities Representative Examination
BC
Issued 04/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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