Unclaimed
Marc Adam Harris is a financial professional with over 25 years of experience in the industry. Marc is currently registered with Evercore Group LLC, a firm that provides investment banking services. Previously, Marc has held positions at RBC Capital Markets, LLC, RBC Capital Markets Corporation, Bear, Stearns & Co. Inc., and J.P. Morgan Securities Inc. Marc is licensed in over 30 states and holds licenses for Series 7, 24, 63, 79TO, 87, and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/27/2018 - Present
Evercore Group LLC (NEW YORK NY)
NY
02/29/2008 - 09/04/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/17/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/11/2003 - 03/11/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/01/2001 - 10/22/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/05/1997 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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