Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc Tavano is a registered representative with Wells Fargo Clearing Services, LLC. Marc Tavano has been in the financial services industry since 2011. Marc Tavano holds the Series 7, Series 6, and Series 66 licenses. Marc Tavano is registered in Nevada and Texas. In addition to being a registered representative, Marc Tavano is also a Nevada Notary Public. Marc Tavano's previous employment includes JPMorgan Securities LLC, Comerica Securities, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and Guaranty Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
09/21/2023 - Present
Wells Fargo Clearing Services, LLC (LAS VEGAS NV)
NV
10/21/2014 - 09/25/2019
J.P. MORGAN SECURITIES LLC (LAS VEGAS NV)
CA
09/12/2013 - 09/24/2014
COMERICA SECURITIES (VISTA CA)
CA
05/16/2013 - 07/09/2013
BBVA SECURITIES INC. (TEMECULA CA)
CA
02/24/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (TEMECULA CA)
CA
08/13/2009 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (TEMECULA CA)
BOTH
Issued 11/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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