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Marc A Schauber

Cetera Investment Advisers LLC

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About Marc A Schauber

Marc Schauber is a financial advisor at Cetera Investment Advisers LLC. Marc has been working in the financial services industry since 1993. Marc has a wide range of experience in the financial services industry, including experience with North Ridge Securities Corp., INVEST Financial Corporation, American Portfolios Financial Services, Inc., Penn Plaza Brokerage, Ltd., Princor Financial Services Corporation, and New England Securities. Marc is registered in Connecticut, Florida, New Jersey, New York, and Pennsylvania. Marc has a strong understanding of the financial markets and is dedicated to helping clients achieve their financial goals.

Firm Information

Marc Schauber is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Marc Schauber’s Registration & Firm History

NY

06/29/2023 - Present

Cetera Investment Advisers LLC (Yonkers NY)

NY

02/27/2018 - 02/01/2019

NORTH RIDGE SECURITIES CORP. (Yonkers NY)

NY

06/03/2014 - 02/14/2018

INVEST FINANCIAL CORPORATION (YONKERS NY)

NY

10/02/2009 - 06/03/2014

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (NEW YORK NY)

NY

05/05/2005 - 09/22/2009

PENN PLAZA BROKERAGE, LTD. (NEW YORK NY)

IA

03/06/2003 - 12/31/2004

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NY

08/28/1992 - 02/11/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 9/17/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 7/15/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Marc A Schauber. Review regulatory record here.
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