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Marc A Mansourian

Smbc Nikko Securities America, Inc.

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About Marc A Mansourian

Marc Mansourian is a financial professional with over 25 years of experience in the securities industry. Marc is currently registered with Smbc Nikko Securities America, Inc. and holds a Series 7, Series 10, Series 24, Series 63, Series 79TO, and SIE license. Marc has previously held positions at Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., and Citicorp Securities, Inc.

Firm Information

Marc Mansourian is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marc Mansourian’s Registration & Firm History

NY

10/19/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/21/2008 - 07/28/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

12/18/1998 - 04/24/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/28/1997 - 12/18/1998

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/23/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Marc A Mansourian.
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