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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marc? Claim Your ProfileMarc A. Ciociola is an active investment advisor with a strong track record spanning over two decades. With a focus on providing comprehensive financial guidance, Marc joined UBS Financial Services Inc. in 2009. He has a broad range of experience working with various types of clients, including individuals, high-net-worth individuals, businesses, and institutions. Prior to UBS, Marc was with CITIGROUP GLOBAL MARKETS INC., demonstrating his commitment to the industry. Marc has earned various professional designations and holds multiple licenses, including the Series 7, Series 63, and Series 65 licenses. Marc A. Ciociola is committed to providing personalized financial solutions tailored to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
04/06/2015 - Present
UBS Financial Services Inc. (NEW HAVEN CT)
CT
06/28/1999 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
IA
Issued 07/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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