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Maral S Faili

Fidelity Brokerage Services LLC

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About Maral S Faili

Maral Faili is a financial professional with over 2 years of experience in the industry. Maral is currently registered with Fidelity Brokerage Services LLC and holds a Series 4, Series 9, Series 10, Series 63, Series 7TO, and SIE. Maral previously worked at J.P. Morgan Securities LLC. Maral is registered in all 50 states and the District of Columbia.

Firm Information

Maral Faili is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maral Faili’s Registration & Firm History

UT

10/26/2021 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

TX

06/30/2021 - 10/09/2021

J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 07/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2024

Series 4 - Registered Options Principal Examination

BC

Issued 07/26/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/26/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Maral S Faili.
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