Unclaimed
Maral Faili is a financial professional with over 2 years of experience in the industry. Maral is currently registered with Fidelity Brokerage Services LLC and holds a Series 4, Series 9, Series 10, Series 63, Series 7TO, and SIE. Maral previously worked at J.P. Morgan Securities LLC. Maral is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
10/26/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
TX
06/30/2021 - 10/09/2021
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BC
Issued 07/21/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2024
Series 4 - Registered Options Principal Examination
BC
Issued 07/26/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/26/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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